Darwin and Modern Science (1909)
Edited by A.C. Seward
XXI. MENTAL FACTORS IN EVOLUTION.
By By C. LLOYD MORGAN, LL.D., F.R.S.


n developing his conception of organic evolution Charles
Darwin was of necessity brought into contact with some of the problems of
mental evolution. In "The Origin of Species" he devoted a chapter to "the
diversities of instinct and of the other mental faculties in animals of the
same class." ("Origin of Species" (6th edition), page 205.) When he
passed to the detailed consideration of "The Descent of Man", it was part
of his object to show "that there is no fundamental difference between man
and the higher mammals in their mental faculties." ("Descent of Man" (2nd
edition 1888), Vol. I. page 99; Popular edition page 99.) "If no organic
being excepting man," he said, "had possessed any mental power, or if his
powers had been of a wholly different nature from those of the lower
animals, then we should never have been able to convince ourselves that our
high faculties had been gradually developed." (Ibid. page 99.) In his
discussion of "The Expression of the Emotions" it was important for his
purpose "fully to recognise that actions readily become associated with
other actions and with various states of the mind." ("The Expression of
the Emotions" (2nd edition), page 32.) His hypothesis of sexual selection
is largely dependent upon the exercise of choice on the part of the female
and her preference for "not only the more attractive but at the same time
the more vigorous and victorious males." ("Descent of Man", Vol. II. page
435.) Mental processes and physiological processes were for Darwin closely
correlated; and he accepted the conclusion "that the nervous system not
only regulates most of the existing functions of the body, but has
indirectly influenced the progressive development of various bodily
structures and of certain mental qualities." (Ibid. pages 437, 438.)
Throughout his treatment, mental evolution was for Darwin incidental to and
contributory to organic evolution. For specialised research in comparative
and genetic psychology, as an independent field of investigation, he had
neither the time nor the requisite training. None the less his writings
and the spirit of his work have exercised a profound influence on this
department of evolutionary thought. And, for those who follow Darwin's
lead, mental evolution is still in a measure subservient to organic
evolution. Mental processes are the accompaniments or concomitants of the
functional activity of specially differentiated parts of the organism.
They are in some way dependent on physiological and physical conditions.
But though they are not physical in their nature, and though it is
difficult or impossible to conceive that they are physical in their origin,
they are, for Darwin and his followers, factors in the evolutionary process
in its physical or organic aspect. By the physiologist within his special
and well-defined universe of discourse they may be properly regarded as
epiphenomena; but by the naturalist in his more catholic survey of nature
they cannot be so regarded, and were not so regarded by Darwin.
Intelligence has contributed to evolution of which it is in a sense a
product.
The facts of observation or of inference which Darwin accepted are these:
Conscious experience accompanies some of the modes of animal behaviour; it
is concomitant with certain physiological processes; these processes are
the outcome of development in the individual and evolution in the race; the
accompanying mental processes undergo a like development. Into the subtle
philosophical questions which arise out of the naive acceptance of such a
creed it was not Darwin's province to enter; "I have nothing to do," he
said ("Origin of Species" (6th edition), page 205.), "with the origin of
the mental powers, any more than I have with that of life itself." He
dealt with the natural history of organisms, including not only their
structure but their modes of behaviour; with the natural history of the
states of consciousness which accompany some of their actions; and with the
relation of behaviour to experience. We will endeavour to follow Darwin in
his modesty and candour in making no pretence to give ultimate
explanations. But we must note one of the implications of this self-
denying ordinance of science. Development and evolution imply continuity.
For Darwin and his followers the continuity is organic through physical
heredity. Apart from speculative hypothesis, legitimate enough in its
proper place but here out of court, we know nothing of continuity of mental
evolution as such: consciousness appears afresh in each succeeding
generation. Hence it is that for those who follow Darwin's lead, mental
evolution is and must ever be, within his universe of discourse,
subservient to organic evolution. Only in so far as conscious experience,
or its neural correlate, effects some changes in organic structure can it
influence the course of heredity; and conversely only in so far as changes
in organic structure are transmitted through heredity, is mental evolution
rendered possible. Such is the logical outcome of Darwin's teaching.
Those who abide by the cardinal results of this teaching are bound to
regard all behaviour as the expression of the functional activities of the
living tissues of the organism, and all conscious experience as correlated
with such activities. For the purposes of scientific treatment, mental
processes are one mode of expression of the same changes of which the
physiological processes accompanying behaviour are another mode of
expression. This is simply accepted as a fact which others may seek to
explain. The behaviour itself is the adaptive application of the energies
of the organism; it is called forth by some form of presentation or
stimulation brought to bear on the organism by the environment. This
presentation is always an individual or personal matter. But in order that
the organism may be fitted to respond to the presentation of the
environment it must have undergone in some way a suitable preparation.
According to the theory of evolution this preparation is primarily racial
and is transmitted through heredity. Darwin's main thesis was that the
method of preparation is predominantly by natural selection. Subordinate
to racial preparation, and always dependent thereon, is individual or
personal preparation through some kind of acquisition; of which the
guidance of behaviour through individually won experience is a typical
example. We here introduce the mental factor because the facts seem to
justify the inference. Thus there are some modes of behaviour which are
wholly and solely dependent upon inherited racial preparation; there are
other modes of behaviour which are also dependent, in part at least, on
individual preparation. In the former case the behaviour is adaptive on
the first occurrence of the appropriate presentation; in the latter case
accommodation to circumstances is only reached after a greater or less
amount of acquired organic modification of structure, often accompanied (as
we assume) in the higher animals by acquired experience. Logically and
biologically the two classes of behaviour are clearly distinguishable: but
the analysis of complex cases of behaviour where the two factors cooperate,
is difficult and requires careful and critical study of life-history.
The foundations of the mental life are laid in the conscious experience
that accompanies those modes of behaviour, dependent entirely on racial
preparation, which may broadly be described as instinctive. In the eighth
chapter of "The Origin of Species" Darwin says ("Origin of Species" (6th
edition), page 205.), "I will not attempt any definition of
instinct...Every one understands what is meant, when it is said that
instinct impels the cuckoo to migrate and to lay her eggs in other birds'
nests. An action, which we ourselves require experience to enable us to
perform, when performed by an animal, more especially by a very young one,
without experience, and when performed by many individuals in the same way,
without their knowing for what purpose it is performed, is usually said to
be instinctive." And in the summary at the close of the chapter he says
("Origin of Species" (6th edition), page 233.), "I have endeavoured briefly
to show that the mental qualities of our domestic animals vary, and that
the variations are inherited. Still more briefly I have attempted to show
that instincts vary slightly in a state of nature. No one will dispute
that instincts are of the highest importance to each animal. Therefore
there is no real difficulty, under changing conditions of life, in natural
selection accumulating to any extent slight modifications of instinct which
are in any way useful. In many cases habit or use and disuse have probably
come into play."
Into the details of Darwin's treatment there is neither space nor need to
enter. There are some ambiguous passages; but it may be said that for him,
as for his followers to-day, instinctive behaviour is wholly the result of
racial preparation transmitted through organic heredity. For the
performance of the instinctive act no individual preparation under the
guidance of personal experience is necessary. It is true that Darwin
quotes with approval Huber's saying that "a little dose of judgment or
reason often comes into play, even with animals low in the scale of
nature." (Ibid. page 205.) But we may fairly interpret his meaning to be
that in behaviour, which is commonly called instinctive, some element of
intelligent guidance is often combined. If this be conceded the strictly
instinctive performance (or part of the performance) is the outcome of
heredity and due to the direct transmission of parental or ancestral
aptitudes. Hence the instinctive response as such depends entirely on how
the nervous mechanism has been built up through heredity; while intelligent
behaviour, or the intelligent factor in behaviour, depends also on how the
nervous mechanism has been modified and moulded by use during its
development and concurrently with the growth of individual experience in
the customary situations of daily life. Of course it is essential to the
Darwinian thesis that what Sir E. Ray Lankester has termed "educability,"
not less than instinct, is hereditary. But it is also essential to the
understanding of this thesis that the differentiae of the hereditary
factors should be clearly grasped.
For Darwin there were two modes of racial preparation, (1) natural
selection, and (2) the establishment of individually acquired habit. He
showed that instincts are subject to hereditary variation; he saw that
instincts are also subject to modification through acquisition in the
course of individual life. He believed that not only the variations but
also, to some extent, the modifications are inherited. He therefore held
that some instincts (the greater number) are due to natural selection but
that others (less numerous) are due, or partly due, to the inheritance of
acquired habits. The latter involve Lamarckian inheritance, which of late
years has been the centre of so much controversy. It is noteworthy however
that Darwin laid especial emphasis on the fact that many of the most
typical and also the most complex instincts--those of neuter insects--do
not admit of such an interpretation. "I am surprised," he says ("Origin of
Species" (6th edition), page 233.), "that no one has hitherto advanced this
demonstrative case of neuter insects, against the well-known doctrine of
inherited habit, as advanced by Lamarck." None the less Darwin admitted
this doctrine as supplementary to that which was more distinctively his
own--for example in the case of the instincts of domesticated animals.
Still, even in such cases, "it may be doubted," he says (Ibid. pages 210,
211.), "whether any one would have thought of training a dog to point, had
not some one dog naturally shown a tendency in this line...so that habit
and some degree of selection have probably concurred in civilising by
inheritance our dogs." But in the interpretation of the instincts of
domesticated animals, a more recently suggested hypothesis, that of organic
selection (Independently suggested, on somewhat different lines, by Profs.
J. Mark Baldwin, Henry F. Osborn and the writer.), may be helpful.
According to this hypothesis any intelligent modification of behaviour
which is subject to selection is probably coincident in direction with an
inherited tendency to behave in this fashion. Hence in such behaviour
there are two factors: (1) an incipient variation in the line of such
behaviour, and (2) an acquired modification by which the behaviour is
carried further along the same line. Under natural selection those
organisms in which the two factors cooperate are likely to survive. Under
artificial selection they are deliberately chosen out from among the rest.
Organic selection has been termed a compromise between the more strictly
Darwinian and the Lamarckian principles of interpretation. But it is not
in any sense a compromise. The principle of interpretation of that which
is instinctive and hereditary is wholly Darwinian. It is true that some of
the facts of observation relied upon by Lamarckians are introduced. For
Lamarckians however the modifications which are admittedly factors in
survival, are regarded as the parents of inherited variations; for
believers in organic selection they are only the foster parents or nurses.
It is because organic selection is the direct outcome of and a natural
extension of Darwin's cardinal thesis that some reference to it here is
justifiable. The matter may be put with the utmost brevity as follows.
(1) Variations (V) occur, some of which are in the direction of increased
adaptation (+), others in the direction of decreased adaptation (-). (2)
Acquired modifications (M) also occur. Some of these are in the direction
of increased accommodation to circumstances (+), while others are in the
direction of diminished accommodation (-). Four major combinations are
(a) + V with + M,
(b) + V with - M,
(c) - V with + M,
(d) - V with - M.
Of these (d) must inevitably be eliminated while (a) are selected. The
predominant survival of (a) entails the survival of the adaptive variations
which are inherited. The contributory acquisitions (+M) are not inherited;
but they are none the less factors in determining the survival of the
coincident variations. It is surely abundantly clear that this is
Darwinism and has no tincture of Lamarck's essential principle, the
inheritance of acquired characters.
Whether Darwin himself would have accepted this interpretation of some at
least of the evidence put forward by Lamarckians is unfortunately a matter
of conjecture. The fact remains that in his interpretation of instinct and
in allied questions he accepted the inheritance of individually acquired
modifications of behaviour and structure.
Darwin was chiefly concerned with instinct from the biological rather than
from the psychological point of view. Indeed it must be confessed that,
from the latter standpoint, his conception of instinct as a "mental
faculty" which "impels" an animal to the performance of certain actions,
scarcely affords a satisfactory basis for genetic treatment. To carry out
the spirit of Darwin's teaching it is necessary to link more closely
biological and psychological evolution. The first step towards this is to
interpret the phenomena of instinctive behaviour in terms of stimulation
and response. It may be well to take a particular case. Swimming on the
part of a duckling is, from the biological point of view, a typical example
of instinctive behaviour. Gently lower a recently hatched bird into water:
coordinated movements of the limbs follow in rhythmical sequence. The
behaviour is new to the individual though it is no doubt closely related to
that of walking, which is no less instinctive. There is a group of stimuli
afforded by the "presentation" which results from partial immersion: upon
this there follows as a complex response an application of the functional
activities in swimming; the sequence of adaptive application on the
appropriate presentation is determined by racial preparation. We know, it
is true, but little of the physiological details of what takes place in the
central nervous system; but in broad outline the nature of the organic
mechanism and the manner of its functioning may at least be provisionally
conjectured in the present state of physiological knowledge. Similarly in
the case of the pecking of newly-hatched chicks; there is a visual
presentation, there is probably a cooperating group of stimuli from the
alimentary tract in need of food, there is an adaptive application of the
activities in a definite mode of behaviour. Like data are afforded in a
great number of cases of instinctive procedure, sometimes occurring very
early in life, not infrequently deferred until the organism is more fully
developed, but all of them dependent upon racial preparation. No doubt
there is some range of variation in the behaviour, just such variation as
the theory of natural selection demands. But there can be no question that
the higher animals inherit a bodily organisation and a nervous system, the
functional working of which gives rise to those inherited modes of
behaviour which are termed instinctive.
It is to be noted that the term "instinctive" is here employed in the
adjectival form as a descriptive heading under which may be grouped many
and various modes of behaviour due to racial preparation. We speak of
these as inherited; but in strictness what is transmitted through heredity
is the complex of anatomical and physiological conditions under which, in
appropriate circumstances, the organism so behaves. So far the term
"instinctive" has a restricted biological connotation in terms of
behaviour. But the connecting link between biological evolution and
psychological evolution is to be sought,--as Darwin fully realised,--in the
phenomena of instinct, broadly considered. The term "instinctive" has also
a psychological connotation. What is that connotation?
Let us take the case of the swimming duckling or the pecking chick, and fix
our attention on the first instinctive performance. Grant that just as
there is, strictly speaking, no inherited behaviour, but only the
conditions which render such behaviour under appropriate circumstances
possible; so too there is no inherited experience, but only the conditions
which render such experience possible; then the cerebral conditions in both
cases are the same. The biological behaviour-complex, including the total
stimulation and the total response with the intervening or resultant
processes in the sensorium, is accompanied by an experience-complex
including the initial stimulation-consciousness and resulting response-
consciousness. In the experience-complex are comprised data which in
psychological analysis are grouped under the headings of cognition,
affective tone and conation. But the complex is probably experienced as an
unanalysed whole. If then we use the term "instinctive" so as to comprise
all congenital modes of behaviour which contribute to experience, we are in
a position to grasp the view that the net result in consciousness
constitutes what we may term the primary tissue of experience. To the
development of this experience each instinctive act contributes. The
nature and manner of organisation of this primary tissue of experience are
dependent on inherited biological aptitudes; but they are from the outset
onwards subject to secondary development dependent on acquired aptitudes.
Biological values are supplemented by psychological values in terms of
satisfaction or the reverse.
In our study of instinct we have to select some particular phase of animal
behaviour and isolate it so far as is possible from the life of which it is
a part. But the animal is a going concern, restlessly active in many ways.
Many instinctive performances, as Darwin pointed out ("Origin of Species"
(6th edition), page 206.), are serial in their nature. But the whole of
active life is a serial and coordinated business. The particular
instinctive performance is only an episode in a life-history, and every
mode of behaviour is more or less closely correlated with other modes.
This coordination of behaviour is accompanied by a correlation of the modes
of primary experience. We may classify the instinctive modes of behaviour
and their accompanying modes of instinctive experience under as many heads
as may be convenient for our purposes of interpretation, and label them
instincts of self-preservation, of pugnacity, of acquisition, the
reproductive instincts, the parental instincts, and so forth. An instinct,
in this sense of the term (for example the parental instinct), may be
described as a specialised part of the primary tissue of experience
differentiated in relation to some definite biological end. Under such an
instinct will fall a large number of particular and often well-defined
modes of behaviour, each with its own peculiar mode of experience.
It is no doubt exceedingly difficult as a matter of observation and of
inference securely based thereon to distinguish what is primary from what
is in part due to secondary acquisition--a fact which Darwin fully
appreciated. Animals are educable in different degrees; but where they are
educable they begin to profit by experience from the first. Only,
therefore, on the occasion of the first instinctive act of a given type can
the experience gained be weighed as WHOLLY primary; all subsequent
performance is liable to be in some degree, sometimes more, sometimes less,
modified by the acquired disposition which the initial behaviour engenders.
But the early stages of acquisition are always along the lines
predetermined by instinctive differentiation. It is the task of
comparative psychology to distinguish the primary tissue of experience from
its secondary and acquired modifications. We cannot follow up the matter
in further detail. It must here suffice to suggest that this conception of
instinct as a primary form of experience lends itself better to natural
history treatment than Darwin's conception of an impelling force, and that
it is in line with the main trend of Darwin's thought.
In a characteristic work,--characteristic in wealth of detail, in closeness
and fidelity of observation, in breadth of outlook, in candour and
modesty,--Darwin dealt with "The Expression of the Emotions in Man and
Animals". Sir Charles Bell in his "Anatomy of Expression" had contended
that many of man's facial muscles had been specially created for the sole
purpose of being instrumental in the expression of his emotions. Darwin
claimed that a natural explanation, consistent with the doctrine of
evolution, could in many cases be given and would in other cases be
afforded by an extension of the principles he advocated. "No doubt," he
said ("Expression of the Emotions", page 13. The passage is here somewhat
condensed.), "as long as man and all other animals are viewed as
independent creations, an effectual stop is put to our natural desire to
investigate as far as possible the causes of Expression. By this doctrine,
anything and everything can be equally well explained...With mankind, some
expressions...can hardly be understood, except on the belief that man once
existed in a much lower and animal-like condition. The community of
certain expressions in distinct though allied species...is rendered
somewhat more intelligible, if we believe in their descent from a common
progenitor. He who admits on general grounds that the structure and habits
of all animals have been gradually evolved, will look at the whole subject
of Expression in a new and interesting light."
Darwin relied on three principles of explanation. "The first of these
principles is, that movements which are serviceable in gratifying some
desire, or in relieving some sensation, if often repeated, become so
habitual that they are performed, whether or not of any service, whenever
the same desire or sensation is felt, even in a very weak degree." (Ibid.
page 368.) The modes of expression which fall under this head have become
instinctive through the hereditary transmission of acquired habit. "As far
as we can judge, only a few expressive movements are learnt by each
individual; that is, were consciously and voluntarily performed during the
early years of life for some definite object, or in imitation of others,
and then became habitual. The far greater number of the movements of
expression, and all the more important ones, are innate or inherited; and
such cannot be said to depend on the will of the individual. Nevertheless,
all those included under our first principle were at first voluntarily
performed for a definite object,--namely, to escape some danger, to relieve
some distress, or to gratify some desire." (Ibid. pages 373, 374.)
"Our second principle is that of antithesis. The habit of voluntarily
performing opposite movements under opposite impulses has become firmly
established in us by the practice of our whole lives. Hence, if certain
actions have been regularly performed, in accordance with our first
principle, under a certain frame of mind, there will be a strong and
involuntary tendency to the performance of directly opposite actions,
whether or not these are of any use, under the excitement of an opposite
frame of mind." ("Expression of the Emotions", page 368.) This principle
of antithesis has not been widely accepted. Nor is Darwin's own position
easy to grasp.
"Our third principle," he says (Ibid. page 369.), "is the direct action of
the excited nervous system on the body, independently of the will, and
independently, in large part, of habit. Experience shows that nerve-force
is generated and set free whenever the cerebro-spinal system is excited.
The direction which this nerve-force follows is necessarily determined by
the lines of connection between the nerve-cells, with each other and with
various parts of the body."
Lack of space prevents our following up the details of Darwin's treatment
of expression. Whether we accept or do not accept his three principles of
explanation we must regard his work as a masterpiece of descriptive
analysis, packed full of observations possessing lasting value. For a
further development of the subject it is essential that the instinctive
factors in expression should be more fully distinguished from those which
are individually acquired--a difficult task--and that the instinctive
factors should be rediscussed in the light of modern doctrines of heredity,
with a view to determining whether Lamarckian inheritance, on which Darwin
so largely relied, is necessary for an interpretation of the facts.
The whole subject as Darwin realised is very complex. Even the term
"expression" has a certain amount of ambiguity. When the emotion is in
full flood the animal fights, flees, or faints. Is this full-tide effect
to be regarded as expression; or are we to restrict the term to the
premonitory or residual effects--the bared canine when the fighting mood is
being roused, the ruffled fur when reminiscent representations of the
object inducing anger cross the mind? Broadly considered both should be
included. The activity of premonitory expression as a means of
communication was recognised by Darwin; he might, perhaps, have emphasised
it more strongly in dealing with the lower animals. Man so largely relies
on a special means of communication, that of language, that he sometimes
fails to realise that for animals with their keen powers of perception, and
dependent as they are on such means of communication, the more strictly
biological means of expression are full of subtle suggestiveness. Many
modes of expression, otherwise useless, are signs of behaviour that may be
anticipated,--signs which stimulate the appropriate attitude of response.
This would not, however, serve to account for the utility of the organic
accompaniments--heart-affection, respiratory changes, vaso-motor effects
and so forth, together with heightened muscular tone,--on all of which
Darwin lays stress ("Expression of the Emotions", pages 65 ff.) under his
third principle. The biological value of all this is, however, of great
importance, though Darwin was hardly in a position to take it fully into
account.
Having regard to the instinctive and hereditary factors of emotional
expression we may ask whether Darwin's third principle does not alone
suffice as an explanation. Whether we admit or reject Lamarckian
inheritance it would appear that all hereditary expression must be due to
pre-established connections within the central nervous system and to a
transmitted provision for coordinated response under the appropriate
stimulation. If this be so, Darwin's first and second principles are
subordinate and ancillary to the third, an expression, so far as it is
instinctive or hereditary, being "the direct result of the constitution of
the nervous system."
Darwin accepted the emotions themselves as hereditary or acquired states of
mind and devoted his attention to their expression. But these emotions
themselves are genetic products and as such dependent on organic
conditions. It remained, therefore, for psychologists who accepted
evolution and sought to build on biological foundations to trace the
genesis of these modes of animal and human experience. The subject has
been independently developed by Professors Lange and James (Cf. William
James, "Principles of Psychology", Vol. II. Chap. XXV, London, 1890.); and
some modification of their view is regarded by many evolutionists as
affording the best explanation of the facts. We must fix our attention on
the lower emotions, such as anger or fear, and on their first occurrence in
the life of the individual organism. It is a matter of observation that if
a group of young birds which have been hatched in an incubator are
frightened by an appropriate presentation, auditory or visual, they
instinctively respond in special ways. If we speak of this response as the
expression, we find that there are many factors. There are certain visible
modes of behaviour, crouching at once, scattering and then crouching,
remaining motionless, the braced muscles sustaining an attitude of arrest,
and so forth. There are also certain visceral or organic effects, such as
affections of the heart and respiration. These can be readily observed by
taking the young bird in the hand. Other effects cannot be readily
observed; vaso-motor changes, affections of the alimentary canal, the skin
and so forth. Now the essence of the James-Lange view, as applied to these
congenital effects, is that though we are justified in speaking of them as
effects of the stimulation, we are not justified, without further evidence,
in speaking of them as effects of the emotional state. May it not rather
be that the emotion as a primary mode of experience is the concomitant of
the net result of the organic situation--the initial presentation, the
instinctive mode of behaviour, the visceral disturbances? According to
this interpretation the primary tissue of experience of the emotional
order, felt as an unanalysed complex, is generated by the stimulation of
the sensorium by afferent or incoming physiological impulses from the
special senses, from the organs concerned in the responsive behaviour, from
the viscera and vaso-motor system.
Some psychologists, however, contend that the emotional experience is
generated in the sensorium prior to, and not subsequent to, the behaviour-
response and the visceral disturbances. It is a direct and not an indirect
outcome of the presentation to the special senses. Be this as it may,
there is a growing tendency to bring into the closest possible relation, or
even to identify, instinct and emotion in their primary genesis. The
central core of all such interpretations is that instinctive behaviour and
experience, its emotional accompaniments, and its expression, are but
different aspects of the outcome of the same organic occurrences. Such
emotions are, therefore, only a distinguishable aspect of the primary
tissue of experience and exhibit a like differentiation. Here again a
biological foundation is laid for a psychological doctrine of the mental
development of the individual.
The intimate relation between emotion as a psychological mode of experience
and expression as a group of organic conditions has an important bearing on
biological interpretation. The emotion, as the psychological accompaniment
of orderly disturbances in the central nervous system profoundly influences
behaviour and often renders it more vigorous and more effective. The
utility of the emotions in the struggle for existence can, therefore,
scarcely be over-estimated. Just as keenness of perception has survival-
value; just as it is obviously subject to variation; just as it must be
enhanced under natural selection, whether individually acquired increments
are inherited or not; and just as its value lies not only in this or that
special perceptive act but in its importance for life as a whole; so the
vigorous effectiveness of activity has survival-value; it is subject to
variation; it must be enhanced under natural selection; and its importance
lies not only in particular modes of behaviour but in its value for life as
a whole. If emotion and its expression as a congenital endowment are but
different aspects of the same biological occurrence; and if this is a
powerful supplement to vigour effectiveness and persistency of behaviour,
it must on Darwin's principles be subject to natural selection.
If we include under the expression of the emotions not only the premonitory
symptoms of the initial phases of the organic and mental state, not only
the signs or conditions of half-tide emotion, but the full-tide
manifestation of an emotion which dominates the situation, we are naturally
led on to the consideration of many of the phenomena which are discussed
under the head of sexual selection. The subject is difficult and complex,
and it was treated by Darwin with all the strength he could summon to the
task. It can only be dealt with here from a special point of view--that
which may serve to illustrate the influence of certain mental factors on
the course of evolution. From this point of view too much stress can
scarcely be laid on the dominance of emotion during the period of courtship
and pairing in the more highly organised animals. It is a period of
maximum vigour, maximum activity, and, correlated with special modes of
behaviour and special organic and visceral accompaniments, a period also of
maximum emotional excitement. The combats of males, their dances and
aerial evolutions, their elaborate behaviour and display, or the flood of
song in birds, are emotional expressions which are at any rate coincident
in time with sexual periodicity. From the combat of the males there
follows on Darwin's principles the elimination of those which are deficient
in bodily vigour, deficient in special structures, offensive or protective,
which contribute to success, deficient in the emotional supplement of which
persistent and whole-hearted fighting is the expression, and deficient in
alertness and skill which are the outcome of the psychological development
of the powers of perception. Few biologists question that we have here a
mode of selection of much importance, though its influence on psychological
evolution often fails to receive its due emphasis. Mr Wallace
("Darwinism", pages 282, 283, London, 1889.) regards it as "a form of
natural selection"; "to it," he says, "we must impute the development of
the exceptional strength, size, and activity of the male, together with the
possession of special offensive and defensive weapons, and of all other
characters which arise from the development of these or are correlated with
them." So far there is little disagreement among the followers of Darwin--
for Mr Wallace, with fine magnanimity, has always preferred to be ranked as
such, notwithstanding his right, on which a smaller man would have
constantly insisted, to the claim of independent originator of the doctrine
of natural selection. So far with regard to sexual selection Darwin and Mr
Wallace are agreed; so far and no farther. For Darwin, says Mr Wallace
(Ibid. page 283.), "has extended the principle into a totally different
field of action, which has none of that character of constancy and of
inevitable result that attaches to natural selection, including male
rivalry; for by far the larger portion of the phenomena, which he
endeavours to explain by the direct action of sexual selection, can only be
so explained on the hypothesis that the immediate agency is female choice
or preference. It is to this that he imputes the origin of all secondary
sexual characters other than weapons of offence and defence...In this
extension of sexual selection to include the action of female choice or
preference, and in the attempt to give to that choice such wide-reaching
effects, I am unable to follow him more than a very little way."
Into the details of Mr Wallace's criticisms it is impossible to enter here.
We cannot discuss either the mode of origin of the variations in structure
which have rendered secondary sexual characters possible or the modes of
selection other than sexual which have rendered them, within narrow limits,
specifically constant. Mendelism and mutation theories may have something
to say on the subject when these theories have been more fully correlated
with the basal principles of selection. It is noteworthy that Mr Wallace
says ("Darwinism", pages 283, 284.): "Besides the acquisition of weapons
by the male for the purpose of fighting with other males, there are some
other sexual characters which may have been produced by natural selection.
Such are the various sounds and odours which are peculiar to the male, and
which serve as a call to the female or as an indication of his presence.
These are evidently a valuable addition to the means of recognition of the
two sexes, and are a further indication that the pairing season has
arrived; and the production, intensification, and differentiation of these
sounds and odours are clearly within the power of natural selection. The
same remark will apply to the peculiar calls of birds, and even to the
singing of the males." Why the same remark should not apply to their
colours and adornments is not obvious. What is obvious is that "means of
recognition" and "indication that the pairing season has arrived" are
dependent on the perceptive powers of the female who recognises and for
whom the indication has meaning. The hypothesis of female preference,
stripped of the aesthetic surplusage which is psychologically both
unnecessary and unproven, is really only different in degree from that
which Mr Wallace admits in principle when he says that it is probable that
the female is pleased or excited by the display.
Let us for our present purpose leave on one side and regard as sub judice
the question whether the specific details of secondary sexual characters
are the outcome of female choice. For us the question is whether certain
psychological accompaniments of the pairing situation have influenced the
course of evolution and whether these psychological accompaniments are
themselves the outcome of evolution. As a matter of observation, specially
differentiated modes of behaviour, often very elaborate, frequently
requiring highly developed skill, and apparently highly charged with
emotional tone, are the precursors of pairing. They are generally confined
to the males, whose fierce combats during the period of sexual activity are
part of the emotional manifestation. It is inconceivable that they have no
biological meaning; and it is difficult to conceive that they have any
other biological end than to evoke in the generally more passive female the
pairing impulse. They are based on instinctive foundations ingrained in
the nervous constitution through natural (or may we not say sexual?)
selection in virtue of their profound utility. They are called into play
by a specialised presentation such as the sight or the scent of the female
at, or a little in advance of, a critical period of the physiological
rhythm. There is no necessity that the male should have any knowledge of
the end to which his strenuous activity leads up. In presence of the
female there is an elaborate application of all the energies of behaviour,
just because ages of racial preparation have made him biologically and
emotionally what he is--a functionally sexual male that must dance or sing
or go through hereditary movements of display, when the appropriate
stimulation comes. Of course after the first successful courtship his
future behaviour will be in some degree modified by his previous
experience. No doubt during his first courtship he is gaining the primary
data of a peculiarly rich experience, instinctive and emotional. But the
biological foundations of the behaviour of courtship are laid in the
hereditary coordinations. It would seem that in some cases, not indeed in
all, but perhaps especially in those cases in which secondary sexual
behaviour is most highly evolved,--correlative with the ardour of the male
is a certain amount of reluctance in the female. The pairing act on her
part only takes place after prolonged stimulation, for affording which the
behaviour of male courtship is the requisite presentation. The most
vigorous, defiant and mettlesome male is preferred just because he alone
affords a contributory stimulation adequate to evoke the pairing impulse
with its attendant emotional tone.
It is true that this places female preference or choice on a much lower
psychological plane than Darwin in some passages seems to contemplate
where, for example, he says that the female appreciates the display of the
male and places to her credit a taste for the beautiful. But Darwin
himself distinctly states ("Descent of Man" (2nd edition), Vol. II. pages
136, 137; (Popular edition), pages 642, 643.) that "it is not probable that
she consciously deliberates; but she is most excited or attracted by the
most beautiful, or melodious, or gallant males." The view here put
forward, which has been developed by Prof. Groos ("The Play of Animals",
page 244, London, 1898.), therefore seems to have Darwin's own sanction.
The phenomena are not only biological; there are psychological elements as
well. One can hardly suppose that the female is unconscious of the male's
presence; the final yielding must surely be accompanied by heightened
emotional tone. Whether we call it choice or not is merely a matter of
definition of terms. The behaviour is in part determined by supplementary
psychological values. Prof. Groos regards the coyness of females as "a
most efficient means of preventing the too early and too frequent yielding
to the sexual impulse." (Ibid. page 283.) Be that as it may, it is, in
any case, if we grant the facts, a means through which male sexual
behaviour with all its biological and psychological implications, is raised
to a level otherwise perhaps unattainable by natural means, while in the
female it affords opportunities for the development in the individual and
evolution in the race of what we may follow Darwin in calling appreciation,
if we empty this word of the aesthetic implications which have gathered
round it in the mental life of man.
Regarded from this standpoint sexual selection, broadly considered, has
probably been of great importance. The psychological accompaniments of the
pairing situation have profoundly influenced the course of biological
evolution and are themselves the outcome of that evolution.
Darwin makes only passing reference to those modes of behaviour in animals
which go by the name of play. "Nothing," he says ("Descent of Man", Vol.
II. page 60; (Popular edition), page 566.), "is more common than for
animals to take pleasure in practising whatever instinct they follow at
other times for some real good." This is one of the very numerous cases in
which a hint of the master has served to stimulate research in his
disciples. It was left to Prof. Groos to develop this subject on
evolutionary lines and to elaborate in a masterly manner Darwin's
suggestion. "The utility of play," he says ("The Play of Animals", page
76.), "is incalculable. This utility consists in the practice and exercise
it affords for some of the more important duties of life,"--that is to say,
for the performance of activities which will in adult life be essential to
survival. He urges (Ibid. page 75.) that "the play of young animals has
its origin in the fact that certain very important instincts appear at a
time when the animal does not seriously need them." It is, however,
questionable whether any instincts appear at a time when they are not
needed. And it is questionable whether the instinctive and emotional
attitude of the play-fight, to take one example, can be identified with
those which accompany fighting in earnest, though no doubt they are closely
related and have some common factors. It is probable that play, as
preparatory behaviour, differs in biological detail (as it almost certainly
does in emotional attributes) from the earnest of after-life and that it
has been evolved through differentiation and integration of the primary
tissue of experience, as a preparation through which certain essential
modes of skill may be acquired--those animals in which the preparatory
play-propensity was not inherited in due force and requisite amount being
subsequently eliminated in the struggle for existence. In any case there
is little question that Prof. Groos is right in basing the play-propensity
on instinctive foundations. ("The Play of Animals" page 24.) None the
less, as he contends, the essential biological value of play is that it is
a means of training the educable nerve-tissue, of developing that part of
the brain which is modified by experience and which thus acquires new
characters, of elaborating the secondary tissue of experience on the
predetermined lines of instinctive differentiation and thus furthering the
psychological activities which are included under the comprehensive term
"intelligent."
In "The Descent of Man" Darwin dealt at some length with intelligence and
the higher mental faculties. ("Descent of Man" (1st edition), Chapters II,
III, V; (2nd edition), Chapters III, IV, V.) His object, he says, is to
show that there is no fundamental difference between man and the higher
mammals in their mental faculties; that these faculties are variable and
the variations tend to be inherited; and that under natural selection
beneficial variations of all kinds will have been preserved and injurious
ones eliminated.
Darwin was too good an observer and too honest a man to minimise the
"enormous difference" between the level of mental attainment of civilised
man and that reached by any animal. His contention was that the
difference, great as it is, is one of degree and not of kind. He realised
that, in the development of the mental faculties of man, new factors in
evolution have supervened--factors which play but a subordinate and
subsidiary part in animal intelligence. Intercommunication by means of
language, approbation and blame, and all that arises out of reflective
thought, are but foreshadowed in the mental life of animals. Still he
contends that these may be explained on the doctrine of evolution. He
urges (Ibid. Vol. I. pages 70, 71; (Popular edition), pages 70, 71.)" that
man is variable in body and mind; and that the variations are induced,
either directly or indirectly, by the same general causes, and obey the
same general laws, as with the lower animals." He correlates mental
development with the evolution of the brain. (Ibid. page 81.) "As the
various mental faculties gradually developed themselves, the brain would
almost certainly become larger. No one, I presume, doubts that the large
proportion which the size of man's brain bears to his body, compared to the
same proportion in the gorilla or orang, is closely connected with his
higher mental powers." "With respect to the lower animals," he says
("Descent of Man" (Popular edition), page 82.), "M.E. Lartet ("Comptes
Rendus des Sciences", June 1, 1868.), by comparing the crania of tertiary
and recent mammals belonging to the same groups, has come to the remarkable
conclusion that the brain is generally larger and the convolutions are more
complex in the more recent form."
Sir E. Ray Lankester has sought to express in the simplest terms the
implications of the increase in size of the cerebrum. "In what," he asks,
"does the advantage of a larger cerebral mass consist?" "Man," he replies
"is born with fewer ready-made tricks of the nerve-centres--these
performances of an inherited nervous mechanism so often called by the ill-
defined term 'instincts'--than are the monkeys or any other animal.
Correlated with the absence of inherited ready-made mechanism, man has a
greater capacity of developing in the course of his individual growth
similar nervous mechanisms (similar to but not identical with those of
'instinct') than any other animal...The power of being educated--
'educability' as we may term it--is what man possesses in excess as
compared with the apes. I think we are justified in forming the hypothesis
that it is this 'educability' which is the correlative of the increased
size of the cerebrum." There has been natural selection of the more
educable animals, for "the character which we describe as 'educability' can
be transmitted, it is a congenital character. But the RESULTS of education
can NOT be transmitted. In each generation they have to be acquired
afresh, and with increased 'educability' they are more readily acquired and
a larger variety of them...The fact is that there is no community between
the mechanisms of instinct and the mechanisms of intelligence, and that the
latter are later in the history of the evolution of the brain than the
former and can only develop in proportion as the former become feeble and
defective." ("Nature", Vol. LXI. pages 624, 625 (1900).)
In this statement we have a good example of the further development of
views which Darwin foreshadowed but did not thoroughly work out. It states
the biological case clearly and tersely. Plasticity of behaviour in
special accommodation to special circumstances is of survival value; it
depends upon acquired characters; it is correlated with increase in size
and complexity of the cerebrum; under natural selection therefore the
larger and more complex cerebrum as the organ of plastic behaviour has been
the outcome of natural selection. We have thus the biological foundations
for a further development of genetic psychology.
There are diversities of opinion, as Darwin showed, with regard to the
range of instinct in man and the higher animals as contrasted with lower
types. Darwin himself said ("Descent of Man", Vol. I. page 100.) that
"Man, perhaps, has somewhat fewer instincts than those possessed by the
animals which come next to him in the series." On the other hand, Prof.
Wm. James says ("Principles of Psychology," Vol. II. page 289.) that man is
probably the animal with most instincts. The true position is that man and
the higher animals have fewer complete and self-sufficing instincts than
those which stand lower in the scale of mental evolution, but that they
have an equally large or perhaps larger mass of instinctive raw material
which may furnish the stuff to be elaborated by intelligent processes.
There is, perhaps, a greater abundance of the primary tissue of experience
to be refashioned and integrated by secondary modification; there is
probably the same differentiation in relation to the determining biological
ends, but there is at the outset less differentiation of the particular and
specific modes of behaviour. The specialised instinctive performances and
their concomitant experience-complexes are at the outset more indefinite.
Only through acquired connections, correlated with experience, do they
become definitely organised.
The full working-out of the delicate and subtle relationship of instinct
and educability--that is, of the hereditary and the acquired factors in the
mental life--is the task which lies before genetic and comparative
psychology. They interact throughout the whole of life, and their
interactions are very complex. No one can read the chapters of "The
Descent of Man" which Darwin devotes to a consideration of the mental
characters of man and animals without noticing, on the one hand, how
sedulous he is in his search for hereditary foundations, and, on the other
hand, how fully he realises the importance of acquired habits of mind. The
fact that educability itself has innate tendencies--is in fact a partially
differentiated educability--renders the unravelling of the factors of
mental progress all the more difficult.
In his comparison of the mental powers of men and animals it was essential
that Darwin should lay stress on points of similarity rather than on points
of difference. Seeking to establish a doctrine of evolution, with its
basal concept of continuity of process and community of character, he was
bound to render clear and to emphasise the contention that the difference
in mind between man and the higher animals, great as it is, is one of
degree and not of kind. To this end Darwin not only recorded a large
number of valuable observations of his own, and collected a considerable
body of information from reliable sources, he presented the whole subject
in a new light and showed that a natural history of mind might be written
and that this method of study offered a wide and rich field for
investigation. Of course those who regarded the study of mind only as a
branch of metaphysics smiled at the philosophical ineptitude of the mere
man of science. But the investigation, on natural history lines, has been
prosecuted with a large measure of success. Much indeed still remains to
be done; for special training is required, and the workers are still few.
Promise for the future is however afforded by the fact that investigation
is prosecuted on experimental lines and that something like organised
methods of research are taking form. There is now but little reliance on
casual observations recorded by those who have not undergone the necessary
discipline in these methods. There is also some change of emphasis in
formulating conclusions. Now that the general evolutionary thesis is fully
and freely accepted by those who carry on such researches, more stress is
laid on the differentiation of the stages of evolutionary advance than on
the fact of their underlying community of nature. The conceptual
intelligence which is especially characteristic of the higher mental
procedure of man is more firmly distinguished from the perceptual
intelligence which he shares with the lower animals--distinguished now as a
higher product of evolution, no longer as differing in origin or different
in kind. Some progress has been made, on the one hand in rendering an
account of intelligent profiting by experience under the guidance of
pleasure and pain in the perceptual field, on lines predetermined by
instinctive differentiation for biological ends, and on the other hand in
elucidating the method of conceptual thought employed, for example, by the
investigator himself in interpreting the perceptual experience of the lower
animals.
Thus there is a growing tendency to realise more fully that there are two
orders of educability--first an educability of the perceptual intelligence
based on the biological foundation of instinct, and secondly an educability
of the conceptual intelligence which refashions and rearranges the data
afforded by previous inheritance and acquisition. It is in relation to
this second and higher order of educability that the cerebrum of man shows
so large an increase of mass and a yet larger increase of effective surface
through its rich convolutions. It is through educability of this order
that the human child is brought intellectually and affectively into touch
with the ideal constructions by means of which man has endeavoured, with
more or less success, to reach an interpretation of nature, and to guide
the course of the further evolution of his race--ideal constructions which
form part of man's environment.
It formed no part of Darwin's purpose to consider, save in broad outline,
the methods, or to discuss in any fulness of detail the results of the
process by which a differentiation of the mental faculties of man from
those of the lower animals has been brought about--a differentiation the
existence of which he again and again acknowledges. His purpose was rather
to show that, notwithstanding this differentiation, there is basal
community in kind. This must be remembered in considering his treatment of
the biological foundations on which man's systems of ethics are built. He
definitely stated that he approached the subject "exclusively from the side
of natural history." ("Descent of Man", Vol. I. page 149.) His general
conclusion is that the moral sense is fundamentally identical with the
social instincts, which have been developed for the good of the community;
and he suggests that the concept which thus enables us to interpret the
biological ground-plan of morals also enables us to frame a rational ideal
of the moral end. "As the social instincts," he says (Ibid. page 185.),
"both of man and the lower animals have no doubt been developed by nearly
the same steps, it would be advisable, if found practicable, to use the
same definition in both cases, and to take as the standard of morality, the
general good or welfare of the community, rather than the general
happiness." But the kind of community for the good of which the social
instincts of animals and primitive men were biologically developed may be
different from that which is the product of civilisation, as Darwin no
doubt realised. Darwin's contention was that conscience is a social
instinct and has been evolved because it is useful to the tribe in the
struggle for existence against other tribes. On the other hand, J.S. Mill
urged that the moral feelings are not innate but acquired, and Bain held
the same view, believing that the moral sense is acquired by each
individual during his life-time. Darwin, who notes (Ibid. page 150
(footnote).) their opinion with his usual candour, adds that "on the
general theory of evolution this is at least extremely improbable. It is
impossible to enter into the question here: much turns on the exact
connotation of the terms "conscience" and "moral sense," and on the meaning
we attach to the statement that the moral sense is fundamentally identical
with the social instincts.
Presumably the majority of those who approach the subjects discussed in the
third, fourth and fifth chapters of "The Descent of Man" in the full
conviction that mental phenomena, not less than organic phenomena, have a
natural genesis, would, without hesitation, admit that the intellectual and
moral systems of civilised man are ideal constructions, the products of
conceptual thought, and that as such they are, in their developed form,
acquired. The moral sentiments are the emotional analogues of highly
developed concepts. This does not however imply that they are outside the
range of natural history treatment. Even though it may be desirable to
differentiate the moral conduct of men from the social behaviour of animals
(to which some such term as "pre-moral" or "quasi-moral" may be applied),
still the fact remains that, as Darwin showed, there is abundant evidence
of the occurrence of such social behaviour--social behaviour which, even
granted that it is in large part intelligently acquired, and is itself so
far a product of educability, is of survival value. It makes for that
integration without which no social group could hold together and escape
elimination. Furthermore, even if we grant that such behaviour is
intelligently acquired, that is to say arises through the modification of
hereditary instincts and emotions, the fact remains that only through these
instinctive and emotional data is afforded the primary tissue of the
experience which is susceptible of such modification.
Darwin sought to show, and succeeded in showing, that for the intellectual
and moral life there are instinctive foundations which a biological
treatment alone can disclose. It is true that he did not in all cases
analytically distinguish the foundations from the superstructure. Even to-
day we are scarcely in a position to do so adequately. But his treatment
was of great value in giving an impetus to further research. This value
indeed can scarcely be overestimated. And when the natural history of the
mental operations shall have been written, the cardinal fact will stand
forth, that the instinctive and emotional foundations are the outcome of
biological evolution and have been ingrained in the race through natural
selection. We shall more clearly realise that educability itself is a
product of natural selection, though the specific results acquired through
cerebral modifications are not transmitted through heredity. It will,
perhaps, also be realised that the instinctive foundations of social
behaviour are, for us, somewhat out of date and have undergone but little
change throughout the progress of civilisation, because natural selection
has long since ceased to be the dominant factor in human progress. The
history of human progress has been mainly the history of man's higher
educability, the products of which he has projected on to his environment.
This educability remains on the average what it was a dozen generations
ago; but the thought-woven tapestry of his surroundings is refashioned and
improved by each succeeding generation. Few men have in greater measure
enriched the thought-environment with which it is the aim of education to
bring educable human beings into vital contact, than has Charles Darwin.
His special field of work was the wide province of biology; but he did much
to help us realise that mental factors have contributed to organic
evolution and that in man, the highest product of Evolution, they have
reached a position of unquestioned supremacy.
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